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£20/h
1st lesson free!
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Response Time 24h
Lessons offered by Kate
  • Individual
The lessons will be held
Taught subjects
  • Career Coaching
  • Leadership
  • Job searching
  • Professional Transition
  • Pitching
Levels
  • Primary
  • Secondary
  • GCSE
  • AS Level
  • A Level
  • BTEC
  • Adult education
  • Undergraduate
  • Masters
  • Diploma
  • Doctorate
  • A1
  • A2
  • B1
  • B2
  • C1
  • C2
  • Beginner
  • Intermediate
  • Advanced
  • Professional
  • Kids

Experienced compliance and legal professional offering career and job advice in London

Methodology

I am very passionate about teaching, it gives me the chance to open doors for students and to inspire them to explore new ideas. I embrace five core values as a teacher: (1) student-centred education that incorporates experiential exercises and provides the tools and incentives for life-long learning; (2) a focus on the three key apprenticeships of legal learning - cognitive, ethical, and practical; (3) multicultural perspective; (4) translating complicated topics into structured and easy-to-digest materials; and (5) interactive classes that encourage students’ growth and self-reflection.

Experience

I am an experienced tutor with practical compliance and legal experience from the financial services industry in London. I have 2 years experience as a law tutor for undergraduates at Maastricht University in the Netherlands, and 10 years experience as a private tutor in law, business, and language courses, career advice, and time management.

In addition to my teaching experience, I am a Chief Compliance Officer and Money Laundering Reporting Officer (SMF16 and SMF17) with a strong understanding of the FCA and SEC regulatory requirements that affect financial institutions in dynamic and fast-paced transactional environments.

I helped The Analyst to double in terms of revenue and staff by leading legal and compliance team as well as advising on the strategic development of the business. As recognition of my achievements to date, I was awarded the Management Today's 35 Women Under 35 in 2019, shortlisted for the Women in Finance 2020 Awards, and the Women in Financial Advice Awards 2020.

Rates

Rate for online lessons : £20/h
Rate for 5 hours of lessons : £90
Rate for 10 hours of lessons : £170
Lessons offered by Kate
Individual
The lessons will be held
at her home
Taught subjects
  • Career Coaching
  • Leadership
  • Job searching
  • Professional Transition
  • Pitching
Levels
  • Primary
  • Secondary
  • GCSE
  • AS Level
  • A Level
  • BTEC
  • Adult education
  • Undergraduate
  • Masters
  • Diploma
  • Doctorate
  • A1
  • A2
  • B1
  • B2
  • C1
  • C2
  • Beginner
  • Intermediate
  • Advanced
  • Professional
  • Kids

Kate's CV

Maastricht University, Maastricht, NL
March 2018, March 2019, March 2020
Guest Lecturer in Corporate and Finance Law
Delivered a guest lecture on AML and Investment Funds to the Honours class in the European Corporate Finance Law Excellence Course. The sessions are very interactive, including a simulation game and practical workshops.

Oxford Summer Courses, UK
June - August 2017
Business and Entrepreneurship Tutor
Taught the basics of markets and economies to students between 13-15 years old.
Classes on how to build a successful business from the ground up.
Practical classes twice a day over the summer at the University of Oxford, providing students with practical tools to learn more about business and entrepreneurship.

Maastricht University, Maastricht, NL
September 2014 - January 2016
Teaching Fellow
Taught two Bachelor courses: International and European Law; Comparative Contract Law (student evaluation: 4.84/5), rated among the top tutors at the Law Faculty.
Leading weekly tutorials, grading assignments, contributing to lectures and other workshops.
Maastricht University engages the problem-based learning method that allows students to work in small tutorial groups, engage in hands-on training, and solve case studies.

Founder and Entrepreneur, Remote
March 10 - present
Private Tutor
Provided interactive classes to students/groups with the help of mind maps to 600 students.
Taught time-management training, proofreading, law, and language courses.
Conducted financial planning & budget management of a small business.

The Analyst Research LLP, London UK
April 2017 - July 2020

Independent equity investment research firm that aims to find alpha for their clients by identifying stocks that can at least double or halve ((concealed information) I joined The Analyst as a Head of Legal and Compliance in April 2017, got promoted to Chief Operating Officer in November 2017, and was made Partner in April 2019.


Partner (promoted in April 2019)
The key person to communicate with the FCA and SEC and responsible for all FCA and SEC compliance matters (approved CF10/SMF16 and CF11/SMF17 since October 2017; and SMF27 since April 2019).
Led all legal matters together with the strategic plans of the firm and team of 22. Embedded a strong compliance culture throughout the organisation, through compliance communication and updates. Commercially minded and understands the needs of the customers both internally and externally, proven ability to grow and apply compliance rules by continuously building and iterating.
As part of the standard compliance oversight function, prepares and maintains up-to-date compliance documents (Compliance Manual, Statement of Internal Governance, Market Abuse Risk Assessment Framework, PEPS policy, AML, MAR monitoring, Code of Ethics, Restricted List etc.) and submitted all FCA and SEC filings via GABRIEL and IAPD.

Head of Legal and Compliance (April 2017 - July 2020)
Negotiated all contracts, onboarded clients, and liaised with the sales team on any queries as we grew the client base from 35 to 100 professional clients.
Qualified as a Data Protection Officer in September 2018. Reviewed and negotiated over 300 client and third-party contracts, employment contracts, legal advice on expansion plans of the business, Brexit preparation, Senior Managers Regime preparation and implementation.
Ancillary duties
The ancillary duties range from leading the operations, finance team, HR, and strategic developments of the firm. Saved the business £60,000 in 2019 on forex exchanges as 50% of the revenue is received in USD.
Finance: Overseeing all finance operations at the business ranging from raising invoices, currency exchanges for the business, financial budgeting, and audit.
Strategy: Chair of the monthly management meetings, drove the committee implementing business expansion strategies, managed a team of 4. Ability to lead a team and motivate people to excel under pressure and deliver to tight deadlines.
HR: Oversaw recruitment, onboarded new joiners, conducted appraisal meetings and exit interviews. Qualified as a Professional Scrum Master (project management).

Chief Operating Officer (promoted in November 2017, after 7 months of joining)
Worked with the CEO to set the vision of the overall strategy, including defining long-term goals, culture, and objectives of the business. Monitored outside service providers and maintained control of all contracts.
Nordea Bank S.A., Int. Private Banking, Luxembourg City, LU
January 2016 - September 2016
Legal Trainee
Supported the executive board while the bank was investigated by the CSSF (a financial regulator). Compiled documents and prepared statements under very tight deadlines.
Provided compliance and legal advice to the business on MiFID II project, drove the GDPR initiative, compiled risk assessments under AML, analysed the Solvency II requirements, drafted credit mortgage loan documents; amended general terms and conditions for credit cards.
Developed commercial awareness, legal drafting skills and crisis-management skills through teamwork (restructuring of the Risk Management department).
Offered a full-time employment at the end of the contract.

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at her home at your home By webcam
1 hour £20 Not available £20
5 hours £90 Not available £100
10 hours £170 Not available £200
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