By profession, I am an Investment Banker and working a Financial Analyst from past 6 years. In my free time, I use to teach college graduates who are studying in BBA/BCA/MBA/PGDM/BFT/BCOM. I have also been associated with few NGOs to teach underprivileged school kids. I was a topper of my College throughout all the semesters and also have industry experience in Banking and Finance.
Associated with Coaching Classes
Associated with NGOs to educate children
Excellent knowledge of Accounting, Math, Economics and Financial Management
I have my own compiled study notes and presentations on various subjects.
Industry experience to explain real-life examples
Proficient in technology and analytics to advise innovative methods of learning
Please note that this is my professional Resume,
AREAS OF EXPERTISE
Investments Banking Operations
Settlements and Claims Management
Trade life cycle (Pre/Post)
Automation & Product Support
CBAP (Business Analysis)
Leadership skills and Client Centricity.
Attention to detail.
Able to work under pressure and deliver results to deadlines
Flexible & adaptable for Changes
Location- Delhi NCR
Contact: - (concealed information)
E (concealed information)
Finance graduate who has a strong knowledge of Settlement and Asset Services in Investment Banks. Experienced and looking forward to play a vital role in financial analysis and services delivery to add significant value to a business. Ability to work well under pressure, consistent delivery with accuracy and able to prioritize in order to ensure deadlines are met whilst maintaining a high standard of analysis and insight. Experience of 6+ years in financial services industry with excellent academic records. Currently working as Process Supervisor in RBS Services India Pvt Ltd
• PGDBM (Financial Management)
(University Of Pune 2011-2014 )
• Bachelor in Business Administrations (Financial Management)
(University Of Pune 2008-2011 )
• Intermediate in Science(10+2th) – Physics, Chemistry, Mathematics
(Bihar Intermediate Council 2004-2006)
• Matriculation (10th) – All Subjects
(Bihar Secondary Education Board 2003-2004)
• Pursuing MA Economics from IGNOU and ICWA Final
First Class with distinctions and Topper of the College , Under Top 3 in University of Pune in BBA (2008-11)
Winner of State Level Mathematics Competition (2004)
KEY SKILLS AND COMPETENCIES
• Knowledge of Investment Banking Operations, Banking Supervision
• Understanding of Asset Services and Corporate Actions Processing
• Completed Business Analysis Certifications
• In-house Certification in Financial regulation and reporting in RBS
• MCSA SQL Certification
• Strong analytical and problem solving skills.
• Knowledge of Python , R and Perl
• Strong Excel and Access skills
Process Supervisor in RBS Services India Pvt Ltd in Settlements
Duration- 03 August, 2016 to Till date
Working on projects to improve settlement ratio and minimize fails in collaboration with IT and reference data team.
Planning, requirement gathering and documenting the solution models by consulting SME and teams who are involved in daily operation.
Initiated and completed T2S migration projects for various markets in last one year.
Initiated and currently working on Omgeo Alert projects to set up default SSI for client to increase STP and eliminate manual interference.
Working on Business analysis projects to improve operational efficiency by implementing DILO, documenting standard procedure, eliminating non value adding activity and improving STP.
Collaborate with internal teams including Front Office, Middle office, and Reconciliations to ensure that trades are pre-matched and settled on Value date by adequately covering short position and cash funding.
Resolve issues/escalations raised on failing trades by thoroughly researching SWIFT messages, calling custodians ( Agent Bank) to obtain the information needed to resolve the escalated issue
Daily Evidencing , RACA Testing and UAT testing of applications used in processing , BCP Testing
Identify and assess impact of evolving regulations (EMIR, MIFID, Dodd Frank), new technology, and industry best practices to the Settlement and confirmation department
Recommend and implement changes or additions to policies and procedures to increase efficiency and/or accuracy.
Maintain the department level risk model, identify evolving risk areas, evaluate and implement plans to mitigate risks
Strong knowledge of Confirmation, Trade and Transaction reporting under Dodd Frank, EMIR, CFTC and MiFiD.
Ensure all department activities are in compliance with policies, procedures, internal controls, and regulatory requirements
Review of FOBO breaks, Failing Trades , Aged Claims and suggest and implement solutions to reduce risk
Respond to internal and external audits.
Determine the training needs of staff on Settlement policies and processes
Lead department projects, identify project objective, resources and barriers, and implement project strategies
Escalating issues of funding, cash differences and other settlement conflicts to Sales and Front office in timely manner.
Constantly evaluate and determine improvement to existing workflows and technologies
Review and initiate “Straight through Processing” for all functions performed where it reduces risk and manual inputs
Drive for solutions by continually seeking ways to reduce risk and streamline processes
SME and critical back up resource for production support for 4 processes which includes Corporate Action , Confirmation, Corporate Trust and Asset Servicing
Successfully process migration from London to India office
Rated as one of the best Trainee and now a Trainer for others
Decommissioned 13 EUDA with one Single VBA Macro for risk mitigation
Streamlined the process with various conceptual and technical improvements
OMGEO, TLM (Reconciliation), SWIFT (Payment) , CREST (Settlement) , ANVIL, CTM, CALYPSO , Bloomberg, Nexus
Associate (Markit Corporate Actions) – IHS Markit
Duration- October 26, 2015 to 29 July, 2016
Automation and creating conceptual design for data scrubbing for the raw corporate actions data received from vendors, stock exchanges and registrars.
Communication with CFO, Investor relations department, vendors and stock exchange to confirm the event details for complex events.
Communication with clients in working group agenda to resolve identified issues, SLA breaches and making necessary changes in existing procedure in coordination with development team.
Quality checks and establishing control measures to maintain high level of accuracy with least manual interference.
Monitoring operations and advising analysts to understand corporate actions which are complex in nature and raised by client as high risk events.
Review and testing of product as per client requirement and notification generation following to their market exceptions and best practices.
Client onboarding test and articulation of client requirement and coordinate development team to meet client requirement, configuration amendment, and billing.
Coordination with venders i.e- EDI , DTCC , Telekurs to confirm event details and feed mapping issues .
Sanity Testing and working closely with QA and development team on developing user cases , events and MCA event configurations.
Migration of Complex event types i.e. Tender , Dutch auction, Scheme of arrangement to India offices
Managed to create a Corporate action Master user guide to help analyst in calculating key dates based on market practice, tax rate for country of issuance and market wise exceptions in data scrubbing.
Acquired technical skills i.e SQL, Salesforce and Project management skills in a very short time
MCA, DTCC, Bloomberg,EDI , Telekurs, Euronext , LSE
Process Supervisor in Deutsche Bank Operations India Pvt Ltd in Asset Services Department
Duration- 26 August, 2013 to 15 October ,2015
Processing all types of Corporate actions (i.e – Mandatory , Optional and Voluntary ) for Equities , Fix Income and Structured product
Manage the daily workflows within the department to ensure timely and accurate processing of corporate actions
Reporting risk issues to management and risk team , substantiation of all FOBO breaks , Nostro Breaks and Aged Fails
Tracking the Event details from Ex-3 till the Pay Date and capturing the Event details Change if instructed by the issuer.
Reconciliation of Clients holding which includes Firm and Prime Brokerage Client with the Depot level holdings with custodian on Ex-Date, Record Date and Pay Date to make sure the Entitlements has been credited correctly and distributed.
Processing bookings to Middle office which further feeds into Front office systems to reflect entitlements due to corporate action Event.
Post Event Claims settlements due to Market Trades, Fails Trade and Open Stock Borrow-Loan Contracts.
Monitoring and allocation of work in Team members and resolving their queries related to event processing
Review and four-eye checks of bookings notification , claim processing and Payment processing
Post event reconciliation and matching off the of ledger and statement breaks
Team has been awarded as team of the year in 2014 across DBOI Service Centers
Contributed process improvement ideas to save cost
Played a key role in successfully deployment of BANCS platform from manual notification and reconciliation while testing resolving CTB issues
BANCS, TLM (Reconciliation), MINT (Payment) , CREST (Settlement) , IDELTA ( SBL), Global one , Tracer, Espear
Analyst in eClerx Services Ltd. Pune in SBL claim Settlement Process under Asset Services.
Duration- July 12th, 2012 to 19th August 2013
Processing of manufactured dividend claims with counterparties.
Validating and Processing of Dividends Claims for equities and fix income coupons.
Segregation of Client and Firm Money
Investigation on Contract Compare Breaks causing disputes in Claims Settlement.
Initiating WIRE transaction via STP as SWIFT MT202.
Investing the disputes related to default options and entitlement rule(Record date, Ex -date )
Reconciliation of tax liability documents and calculating the net dividend payable.
Processing Tax Documentations for Stock Loan Contract.
Awarded employee of the month twice and employee of the quarter once in a tenure of one year
SLCMS, Global One , TLM
Account Executive in Fortune10 Placements, Mumbai
Duration – May, 2011 to June 2012
Daily Cash Accounting
Managing the account's budget and invoicing the client
Negotiating with clients, solving any problems and making sure payments are met
Liaising between the agency and its clients on requirement and recruitment plans
I hereby declare that all information provide above is true in best of my knowledge.
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