1st lesson free
The profile of Ken and their contact details have been verified by our experts
Ken
- Rate £46
- Response 1h
-
Students4
Number of students Ken has accompanied since arriving at Superprof
Number of students Ken has accompanied since arriving at Superprof
£46/hr
Contact
1st lesson free
Excellent FINRA Exam Tutor. Investment industry veteran, 25+ years with RIA's & Broker-Dealers. 8+ yrs tutoring experience for the Series 7, SIE, 65, 66, 6 and 63 exams.
Lesson location
- Online
Recommended
Ken is a respected member of our tutor community. He is highly recommended for his commitment and the quality of his lessons. An excellent choice to progress with confidence.
About Ken
I love helping young professionals pass the FINRA exams and with their wealth management career development. I have a Bachelor of Science in Management, and Minor in Accounting from Providence College and I have my MBA from Northeastern University in Boston. I held the FINRA Series 7, 6, 24, 65 and 4 in management roles with broker/dealers (Fidelity, DE Shaw/FarSight Financial) and wealth managers/multi-family offices (Athena Capital, Windrose Advisors). I managed broker/dealer & RIA operations, trading, compliance and client services. I have extensive knowledge of investments across all asset classes, including hedge funds, PE/VC and other alternative investments.
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About the lesson
- All Levels
- English
All languages in which the lesson is available :
English
My teaching style focuses on understanding your background, interests, professional goals and how you best learn.
For FINRA exam prep I target the units that are the most challenging and understanding the fundamentals of a topic, how it relates to real-world practices, including the corporate world and one's own personal financial management.
I have helped tons of reps pass the FINRA exams - and I'm very affordable. I work with HS Seniors on college essays and questions, and with recent grads on WM career dev. I live in Connecticut. I am now retired after 25+ years as a financial services industry professional.
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Review
All of our reviews are collected by us and are 100% reliable. They correspond to a real experience lived by the students of Ken.
1 review
Perfect! Ken is very knowledgeable and very willing to help and has a very good understanding of different approaches to learn the series 7
- We discussed previous scores and challenging chapters, and exam date. We then reviewed incorrect questions from a full practice exam - focusing on eliminating wrong answers first. Also for options, remember to understand what the strategy is first, then calc net credit or debit before answering question.Ken's response :
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Rates
Rate
- £46
Pack prices
- 5h: £190
- 10h: £342
online
- £46/h
Travel
- + £50
free lessons
The first free lesson with Ken will allow you to get to know each other and clearly specify your needs for your next lessons.
- 30mins
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